Securities Act

Results: 34055



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461United States securities law / Investment / Securities Investor Protection Corporation / Corporate governance / Management / Board of directors / Quorum / Securities Investor Protection Act / DoddFrank Wall Street Reform and Consumer Protection Act

BYLAWS OF SECURITIES INVESTOR PROTECTION CORPORATION A Nonprofit Membership Corporation

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Source URL: www.sipc.org

Language: English - Date: 2016-06-03 15:11:28
462

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

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Source URL: www.fgb.net

Language: English - Date: 2015-11-24 10:33:40
    463Finance / Economy / Money / Systemic risk / Stock market / Deutsche Bank / London Stock Exchange / Securities lending / DoddFrank Wall Street Reform and Consumer Protection Act / Bank / Security

    Deutsche Bank Corporate Banking & Securities Post Trade Services on Autobahn Post Trade Services on Autobahn

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    Source URL: autobahn.db.com

    Language: English - Date: 2016-03-10 08:03:15
    464SEC filings / Private Securities Litigation Reform Act / Initial public offering / Economy / Financial economics / Finance / Corporate crime / U.S. Securities and Exchange Commission / Securities Litigation Uniform Standards Act

    25 JanuaryRecent Trends in Securities Class Action Litigation: 2015 Full-Year Review Record Number of Cases Being Filed Faster than Ever with the Shortest Alleged Class Periods

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    Source URL: www.carolinasclassaction.com

    Language: English - Date: 2016-04-13 13:06:35
    465U.S. Securities and Exchange Commission / Crowdfunding / United States securities law / 73rd United States Congress / Stock market / Regulation D / Securities Act / Regulation A / Direct public offering / Jumpstart Our Business Startups Act / Securities Exchange Act / Security

    NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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    Source URL: nasaa.cdn.s3.amazonaws.com

    Language: English - Date: 2016-01-12 09:39:19
    466

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

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    Source URL: www.fgb.net

    Language: English - Date: 2016-02-03 18:44:05
      467Security / Stock market / Systemic risk / United States federal banking legislation / Financial services / Financial markets / Investor Protection and Securities Reform Act / DoddFrank Wall Street Reform and Consumer Protection Act

            CHAPTER  II   PROFESSIONAL  STANDARDS  

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      Source URL: www.apb.pt

      Language: English - Date: 2014-11-19 11:19:46
      468Contract law / Law / Private law / Securities Act / Contract / Civil law legal system) / Security / Confirmation / Franchising

      MASTER ECM TERMS 30 May 2016 MASTER ECM TERMS Legal matters

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      Source URL: www.afma.com.au

      Language: English
      469

      UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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      Source URL: www.fgb.net

      Language: English - Date: 2015-08-18 14:09:07
        470Stock market / Finance / Economy / Financial economics / Investment / Security / Securities Act / Stock

        FinTech Group Technology – Financial Services BUY

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        Source URL: www.fintechgroup.com

        Language: English - Date: 2016-01-28 03:13:50
        UPDATE